matters including inability to obtain certification from the company’s management regarding responsibility for the financial statement preparation, inability to audit operating system manual in petroleum

2023,” as part of the annual strategy aimed at fostering collaboration with personnel in the justice system. The primary objectives of the seminar are to enhance knowledge, promote potential, and

and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform.  Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to

project development, driving for amendments to the laws and regulations posing obstacles to the industry, promoting the use of system and making use of the information for capital market development

set up and manage mutual funds. SEC has developed a system and revise the regulations for submission to set up and manage mutual funds with a filing via electronics system: the Online Fund Approval and

must be made to the operations system, the accounting system, the database, and the internal control system.  Training on accounting knowledge must be provided from the origin, in order to accommodate

.  The total granted rectification period lasted for five months and 12 days. The key work systems for business operation that the company failed to rectify were the trading system, the asset custody

as the capital market system. The revised regulations will become effective by October 2014.

issuance, related receipt and payment transactions, and the accounting records.The order was issued after KC announced via the SET Electronic Information System on 29 December 2016 that the company's Board

of different intermediaries amid the fast changing industry and technological environments. Some of the first focuses of the principles-based supervision include company policy, compliance system, risk