e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2. Notification of

/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2. Notification of

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

Determination of Definitions of Institutional and High Net Worth Investors   09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission  KorThor. 65/2547 Rules for Undertaking Derivatives