(Translation) - 4 - person and such transaction is in the manner of unfair treatment to the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management
the fund or causing fund to lose its best benefit. Except that the transaction is specified in Clause 13; (3) Management company perform any acts to engage into assets trading or enter to be
October 2010 except Clause 10(3) which shall come into full force as from 1 January 2013 or earlier. Clause 2 The Notification of the Office of the Securities and Exchange Commission No. SorShor. 21/2546 Re
2019 Summary Financials Table 1: Core Financials of Consolidated Business Quarterly Last Twelve Months $million (except where stated otherwise) 3Q19 2Q19 3Q18 3Q19 YoY LTM 3Q19 LTM 3Q18 LTM YoY
documents or evidence filed with the SEC Office under this Notification shall always be prepared in the same language for the subsequent filing except where it is necessary and expedient otherwise and a
value and investment unit value as of each of the following days: (a) the last business day of each month, to be announced within the following business day, except in the case of a closed-end fund of
, except where it has been proven on the contrary that the recipient has not been notified or has been notified before or after the said date and time. Chapter 2 Administrative Proceedings and Imposition of
particulars: (1) Incorrect unit price; (2) Correct unit price; (3) Causes of incorrect unit price; and (4) Preventive measures against incorrect unit price, except where the incorrect unit price is caused by
) Incorrect unit price; (2) Correct unit price; (3) Causes of incorrect unit price; and (4) Preventive measures against incorrect unit price, except where the incorrect unit price is caused by external factors