the securities company can comply with this notification and code of conduct established by a securities company to comply with this Notification as specified by the Office. Division 3 25 As amended by

securities dealing: (1) commercial banks; (2) financial companies; (3) securities companies; (4) credit foncier companies; (5) insurance companies; (6) juristic person established under the specific law other

has processes in place to measure and control risks within the established limits, under the supervision and control of the Enterprise Risk Management Division.  Market Risk in Banking Book Activities

collective investment scheme established in the ASEAN region that is approved and under supervision of the home regulator that is a signatory to the Memorandum of Understanding Concerning Cooperation and

SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration

) the Technology Crime Suppression Division, (4) the Economic Crime Suppression Division, (5) the Office of Consumer Protection Board, (6) the Fiscal Policy Office, (7) the Office of the National

trust units. Clause 4 There shall be the following additional definitions: “mutual fund” means a property fund and infrastructure fund; “property fund” means property funds established pursuant to the

supporting documents and report to The Bank of Thailand per established conditions. 2. NR is allowed to use Thai Baht obtained from the transactions per item 1 as underlying funds for purchasing of foreign

ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator

result, sales expenses was higher than the same quarter in 2016 at Baht 11.16 million. Advance Prefab Co., Ltd., the precast concrete products manufacturer, completely established its plant and has started