institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of
supporting documents and report to The Bank of Thailand per established conditions. 2. NR is allowed to use Thai Baht obtained from the transactions per item 1 as underlying funds for purchasing of foreign
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand ( issued by
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
) [ ] 2. Evidence demonstrating that Hong Kong Covered Fund is legally established under the law of Hong Kong (issued by the Securities and Futures Commission of Hong Kong) [ ] 3. Evidence on the
[ ] 1. Form 69 – CIS full (completed by Hong Kong Covered Management Company) [ ] 2. Evidence demonstrating that Hong Kong Covered Fund is legally established under the law of Hong Kong (issued by the
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
cross-border offering of funds within the region, to include Sukuk into the framework on cross-border publication of research reports, and to update the progress on the ASEAN Corporate Governance
Cambodia to issue cross-border securities offerings, through secondary listing or dual listing, which will benefit the businesses that are highly interconnected in the real sector. SEC Thailand and SECC also
baht bonds to (i) obtain an issue rating not lower than investment grade* from an international credit rating agency established under foreign law, (ii) appoint the bondholder representative, and (iii