Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch

12 months as at 31 March 2018, calculated based on the net profit from the operation basis. As a result of the calculation, the transaction is classified as a Class 1 transaction, and the Company is

for the last 12 months as at 31 March 2018, calculated based on the net profit from the operation basis. As a result of the calculation, the transaction is classified as a Class 1 transaction, and the

for the last 12 months as at 31 March 2018, calculated based on the net profit from the operation basis. As a result of the calculation, the transaction is classified as a Class 1 transaction, and the

following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money market funds

disruptions Examples of emergency incidents are classified into a group for clearness and being a guideline for intermediaries for analysing possible impacts of various crises in order to specify more extensive

. Additionally, 3 List of contact persons, including employee list, telephone number and contact chart, whereby each employee shall contact an employee as scheduled. 4 companies should specify additional

No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546 (2003

and Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in capital market according to Clause 6(1) and (2) of the of the Notification of Capital Market

Commission No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546