Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished.  In this regard, the

the law*. The SEC, therefore, sanctioned the said four persons and the executive by suspension the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns

suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client

compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns

amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality, information disclosure, and sales of investment products will also be

funds through the capital market. In this regard, the SEC and its project co-sponsors from both the public and private sectors would like to invite business operators across the country to submit

Investment Advice dated January 18, 2012. In this regard, the SEC imposed administrative sanctions, by taking into account their employer's disciplinary actions as follows:(1) suspended {A} for two years. As

regulator to be able to manage exposed risks promptly.  In this regard, the SEC will draft a set of common rules to accommodate the offering of new financial products to correspond with market needs and

, accordingly, issued warning letters to all members of audit committee to strictly comply with the duties in the future. In this regard, all audit committee members resigned earlier.Information contained in this

also set an example of the cooperation among the law enforcement entities. The SEC, in this regard, would like to express our appreciation to all involved parties, including DSI and Office of the