role in contributing towards the long-term financial well-being of Thai people. Accordingly, SEC welcomes business operators to provide the wealth advice services. The key of the 5-step process is to

public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people

, identification number, bank account number and contact information. Instead, the AMCs practically make the payment out of the fund by issuing cheques to PVD members after being notified by their employers about

unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses.  Concurrently, the SEC urges the public and investors to exercise

Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with

. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory

complaint were {A} and {D} for being accomplices in the said violation. {A} in colluding with {B} and {C} had traded TWZ shares with the intention to induce the general public into buying or selling such

Authority (ACRA) and the SEC Thailand. The AARG roles extend to elevating audit oversight and quality in the region and being a channel for knowledge sharing and promoting ASEAN capital markets linkage

products or services being offered must be prominent. If containing a referral statement from others, furthermore, the source of the information must be reliable and clearly specified. In case of appointing