One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial service platforms that correspond with consumer behaviors today, including new services to sell mutual...
email: dusit@sec.or.th or ratanant@sec.or.th. The public hearing ends on 8 August 2019.________________________
provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a
give comments and suggestions via the website or email: aurawan@sec.or.th. The public hearing ends on 11 December 2020. _______________________ Note: *Intermediaries are securities companies and
=672. Stakeholders and interested parties are welcome to submit comments through the website, or contact Bond Department via email: debt@sec.or.th. The public hearing ends on 21 December 2020
same rules as much as possible, and (4) re-definition of the term, “major shareholder” based on “the number of the voting shares” instead of “the number of the outstanding shares” to truly reflect the
confidence for both domestic and foreign investors. For the principle of the revision, the SEC had already conducted a public hearing during 16 March – 16 April 2018.The revision on the drafted
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
SEC is holding a public hearing on the proposed amendments to the regulations governing REIT indirect investment. According to the current regulations relating to issuance and offer for sale
comments and suggestions through the website or email: corporat@sec.or.th. The public hearing ends on 13 February 2023._________________________Remark: * Notification of the Office of the Securities and