persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet

. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as

, as well as a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further

: Executive Priorities and Regulatory Expectations โดยพลอากาศตรี อมร ชมเชย เลขาธิการคณะกรรมการการรักษาความมั่นคงปลอดภัยไซเบอร์แห่งชาติ  (2) อบรมหัวข้อ From Risk to Resilience: Quantum Cyber Risk & Capital

dated 2 April 2026 “SEC files criminal complaint against Exmix together with the executive for operating digital asset dealer business without a license, and issues an investor alert on platform

from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action

. Chamaiporn from holding the position of director or executive at any issuing or listed companies for 3 years from 1 September 2018 to 31 August 2021. SEC Act (before the fifth amendment) Section 241 Civil

Mr. Pete Bodharamik Between 29 September to 12 October, 2016, Mr. Pete Bodharamik , Chief Executive Officer and Director of Jasmine International Plc (JAS), colluded with Mr. Krirkkrai Traibanyatkul

director or executive in a securities issuing company between 18/02/2025 and 17/02/2029     - a reimbursement of investigative expenses in an amount of 155,507.75 Baht SEC