capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market
importance of being adaptive and flexible to new opportunities arising from the change in behaviours of market players in the capital market. The SEC Thailand firmly believes that this MoU will support the
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
were being considered, the seven applicants operated digital asset businesses by virtue of the Transitional Provisions of the Emergency Degree on Digital Asset Businesses B.E. 2561 (2018).??
in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest
and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such solicitation. For inquiries or tips on suspicious
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
) Maj. Gen. Boonlert Jangnopparat, resulting in the number of directors being below the number required to constitute a quorum of a meeting as required by law. In this regard, the SEC has instructed Mr
in being ICO portals or ICO issuers of digital tokens can download related notifications at https://www.sec.or.th/digitalasset. _________________________
drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital