efficiency of the regulatory regime  This is to help shorten procedures for businesses, yet enhancing their competitive edge. However, it will be carried on based on a reasonable level and speed so as for the

constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high priority on enforcement mechanism.  During the past years, the work procedures have been developed while law

provisions of the said Act may be subject to civil sanctions against the offender.   Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations

Board No. TorChor. 12/2554 Re: Rules, Condition and Procedures for the Acquisition of Securities for Business Takeovers (the “Notification on Securities Acquisition for Takeovers”). The Company and/or its

under this Notification, whether before or after approval, shall comply with the rules, conditions and procedures prescribed and notified by the SEC Office. 9 Clause 15 The underlying of the structured

Exchange of Thailand on the Rules, Conditions and Procedures Governing Disclosure of Information in respect of Capital Increase of Listed Companies, mutatis mutandis, and the regulations or guidelines

product เพราะความเส่ียงเป็นเรื่องเฉพาะตัวของผู้ลงทุน 1.2 Product บางประเภทในกลุ่ม complex/risky ควรอยู่ในกลุ่ม plain/common (1) กองทุนรวมประเภท gold fund และ oil fund ที่ track spot ได ้ (2) Derviative

personnel training program. 7. Promoting the significance of employee’s honesty 8. Prescription of policy and procedures for human resource management such as the employment and the recruitment of

of policy and procedures for human resource management such as the employment and the recruitment of knowledgeable and competent persons. 9. Supporting staff in developing knowledge, skills and

beneficiary of a REIT; 1 “property fund” means a property fund established according to the Notification of the Office of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for