already appropriate. In this regard, the transactions above are deemed acquisition of assets and related party transactions; therefore, they are subject to approval of the shareholders’ meeting
investors. SEC’s actions in this regard over the past months are as follows. 1. Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on
, the suspension thus ends concurrently. In this regard, the SEC will not accept her future application for approval as capital market business personnel, starting from 31 March 2021 until the original
. Furthermore, social enterprises must all have good business management, which should apply the main principles from corporate governance codes of SET to its management. In this regard, SEC and the OSEP will
and sukuk will be allowed. The latter will also help develop sukuk market as well. In this regard, any practitioner having suggestion on revision of rules is urged to inform us and we will take the
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
SEC therefore ordered the company to review and reinforce its relevant systems. Meanwhile, the SEC will consider further appropriate measures in due course. In this regard, the institutional clients
Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished. In this regard, the
the law*. The SEC, therefore, sanctioned the said four persons and the executive by suspension the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client