_________________________________________________________________________ ( จัดให้มีระบบป้องกันการบุกรุก เช่น intrusion prevention system (IPS) / firewall และ ระบบตรวจสอบการบุกรุกระบบเครือข่าย เช่น intrusion detection system (IDS) โปรดระบุรายละเอียดวิธีการ
for sustainability of businesses and society as a whole which are a part of normal business operation; 10.2 additional practice guideline concerning prevention of involvement in corruption activities
Bangkok - Samui 14 1 June 2020 Bangkok - Samui 28 Bangkok - Sukhothai 7 Bangkok - Lampang 7 Bangkok – Chiang Mai 14 The Company has announced precaution and transmission prevention plans for the airline and
advice; (6) measure on prevention of conflict of interests provided by the investment advisory company; (7) procedure and source of information used in giving advice to the customer; (8) procedure and
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board
responsibilities to the customers from any act or omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair
omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair derivatives trading practices and trading abuse
not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. (Translation) -3- Clause 5. The management company shall submit to the