and desisting unfair derivatives trading practices and trading abuse, the derivatives broker shall prescribe conditions as prescribed and notified by the SEC Office in the aforesaid agreement made with
Securities and Exchange Commission Act B.E. 2535 (1992) 7 (d) an offence regarding unfair practices in trading securities or derivatives; (5) being named in any criminal complaint filed by a regulatory body of
for preventing and suppressing unfair acts related to derivatives and inappropriate derivatives trading behavior, which shall meet at least the following requirements: (1) establish the rules that
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