specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry Official Dated
period specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry
of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.17 Criminal Complaint Filed
of 100,000 Baht. In the event that the defendant failed to pay the said fine, execution shall be carried out in accordance with Section 29 of the Criminal Code. DAB Act S.26 Criminal Complaint Filed
Criminal Code. If the defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official
defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019
statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08
number of voting rights of the business. This case is in the process of inquiry by the inquiry official. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 28/08/2019
inquiry official. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 28/08/2019
of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore, filed the criminal complaint