Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardle...
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to
derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports
of the matter, please go to compliant filed with inquiry officer
status of the matter, please go to compliant filed with inquiry officer
to see current status of the matter, please go to compliant filed with inquiry officer
wish to see current status of the matter, please go to compliant filed with inquiry officer
news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer