Clause 18(2); (2) arrange for the affiliated company to specify material information in the contract in accordance with Clause 16 and to add clauses with the following material information therein: (a) the

approval the Office may specify additional conditions which apply to such investor contact and the securities company which has submitted the application for approval. In case the Office declines to grant

issue at each time. Authority to specify other details The Board of Directors or the person assigned by the Board of Directors are authorized as follows: 1. Specify various details related to the

E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...

number of shares sold. By signing names in letter, requesting the Board of Directors to call an extraordinary general meeting of shareholders any time. But must specify the reason for requesting the

an offering of retail trust units; (2)3 in case of offering for sale of trust units for high net worth investors, the offeror shall specify information as specified under Section 69(1) to (10) and

year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice for risk

assessment once a year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice

transaction of securities dealing with a client , a securities company shall specify a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient

employee responsible for the said duties to provide true and accurate information to the client. Clause 18 In considering a transaction of securities dealing with a client, a securities company shall specify