shall specify that the trust property shall be entitled to receive payment after the ordinary creditors of the originator at least in the following circumstances: (1) the originator is under receivership
least indicate the substance of the debt securities including its features and important risks. In this regard, the SEC Office may also specify rules and procedures for preparing such fact sheet. Clause
, underwriting and allotment of newly issued securities mutatis mutandis , except where investors voluntarily declare their intention not to obtain such information. In case where the requirements specify that in
securities mutatis mutandis, except where investors voluntarily declare their intention not to obtain such information. 5 6In case where the requirements specify that in an offer for sale of any types of
case where the requirements specify that in an offer for sale of any types of securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall
the appointment of independent director for subject securities company temporarily or permanently as prescribe in the first paragraph. In such instance, the Office may specify conditions for the
, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
) (a) securities company shall clearly specify in such deposit account or investment that the undertaking by securities company is for client's benefit. In the case where the securities company deposits
that can clearly identify without suspicion that such other assets belong to the client. In proceeding to comply with Paragraph 1(1) (a) securities company shall clearly specify in such deposit account