, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
) (a) securities company shall clearly specify in such deposit account or investment that the undertaking by securities company is for client's benefit. In the case where the securities company deposits
that can clearly identify without suspicion that such other assets belong to the client. In proceeding to comply with Paragraph 1(1) (a) securities company shall clearly specify in such deposit account
and can accept lower returns than investing in equities. ▪ Investors who seek liquidity from redemption with settlement period within T+[..] [specify the date that investors will receive redemption
T+[..] [specify the date that investors will receive redemption payment] ▪ Investors who seek stable returns or capital protection. ▪ Investors who intend to invest solely in fixed income securities
settlement period within T+[..] [specify the date investors will receive redemption payment] ▪ Investors who seek stable returns or capital protection. ▪ Investors who intend to invest solely in fixed income
service rate at Baht 15 per transaction. The customers just apply for a service by showing their ID card to verify their identity and specify account number and telephone number. 3.6 Payment service via QR
also specify the amount of the restitution not less than the incurred benefits unless agreed otherwise by the parties; (4) terms regarding events of default or acceleration clause which have the details