crime or as a channel to avoid inspection or seizure of assets by enforcement agency. In essence, the proposed amendments cover the following matters: (1) To specify “the digital asset
Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....
Rules in Detail on Establishment of Information Technology System
Rules in Detail related to Proprietary Trading of Intermediaries
Rules in Detail on Establishment of Information Technology Systems
Rules in Detail on the Protection and Management of Conflicts of Interest
Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses
Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses
enter search criteria Type of Action --- Not Specify --- Unlicensed securities and derivatives business Solicitation to invest in Ponzi scheme Unlicensed digital asset business Unapproved public offering