has an interest, whether directly or indirectly, in such mutual fund or management company in a manner that may cause unfair, non-impartial and non-independent in arranging the mutual fund rating; (8
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully
lead to unfair treatment of investors, or the investors may not obtain correct or sufficient information to support their investment decision making; (5) the operation of the mutual fund is inconsistent
responsibilities to the customers from any act or omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair
omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair derivatives trading practices and trading abuse