assistance to people who are hapless or are treated unfairly. The assistances consist of (1) providing legal aids to people who needed at official places, such as court, police stations, and other
, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients unfairly. 3 Amended by
unfairly. Clause 4 The rules in detail according to this Notification have been prescribed in order for intermediaries to comply with the Notification on the Standard Conduct of Business regarding the
agencies shall submit a letter to the SEC Office certifying that it has prepared the terms and conditions of corporate bonds which are clear and free from any provisions unfairly taking advantage of the
The approved entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the
entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the foreign entity and
redemption order of investment unit to ensure the compliance with the time specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment
specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment Management System Objective A management company shall have an investment
prepared the terms and conditions of bonds which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the bond issuer and affixed with