the SEC inspection is entitled to protection under the Securities and Exchange Act B.E. 2535 (1992). The law prohibits any employing securities firm or issuer from treating its employees unfairly by

assistance to people who are hapless or are treated unfairly. The assistances consist of (1) providing legal aids to people who needed at official places, such as court, police stations, and other

Thailand for not protecting the rights of shareholders, treating shareholders unfairly or failing to disclose complete and accurate information.   ​2. Normal track case for cases which are not fast track

violation of law or acting unfairly or taking advantage of others. (3) having been sentenced to imprisonment by the court’s final judgment and it has not yet surpassed the three-year interval time after

or in contrary to the order of the regulator / acting in contravention of the laws or acting unfairly or in an exploiting manner.​ Having been sentenced to imprisonment by the court's final judgment on

responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others;  Promptly deal with identified issues and misconduct

, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients unfairly. 3 Amended by

unfairly. Clause 4 The rules in detail according to this Notification have been prescribed in order for intermediaries to comply with the Notification on the Standard Conduct of Business regarding the

agencies shall submit a letter to the SEC Office certifying that it has prepared the terms and conditions of corporate bonds which are clear and free from any provisions unfairly taking advantage of the

The approved entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the