holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in
later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
, particularly transaction payment rules that specify direct payments to securities firms only, and in case of check payments, they must be endorsed to the securities companies. Transferring money to personal bank
. In essence, the governing regulations specify that: (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of
tender offer (specify all co-offerors): T.K.S. Technologies Public Company Limited Telephone No.: 0-2784-5888 3. The tender offer is intended for an acquisition of the securities of: Thai British Security
: 1. Objective of the Notifications To specify regulations supporting cross-border offerings of covered funds under HK-TH-MRF in Thailand (Inbound) and offering of Thai covered funds in Hong Kong
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor