to transfer the money received from the mutual fund units redeemed to her own account for personal use;            2. Transferring additional deposit from the client’s account to her own account on

digital asset business operators, as they would not be protected by law and may be exposed to risks of scams and money laundering. To verify the names of licensed business operators under the SEC’s

considered unfair trading practices in securities and derivatives, which are predicate offenses under the Anti-Money Laundering Act B.E. 2542 (1999) and its amendments.The filing of a criminal complaint is

-15 พฤศจิกายน 2563 ก.ล.ต. จะออกบูธให้ความรู้แก่ผู้ลงทุนภาคใต้ ในงานมหกรรมการเงินหาดใหญ่ (Money Expo Hatyai) ภายใต้แนวคิด “สถานีเรียนรู้การลงทุน” ลงทุนด้วยความเข้าใจ ใคร ๆ ก็ทำได้ ที่มุ่งส่งเสริมให้

money market funds or daily fixed income funds that have been impacted by the decreased market liquidity will be able to use the underlying unit trust as collateral for liquidity support from this

in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to C S M Capital Partners Co., Ltd. The sale would cause UOB8TF to be dissolved and the money to be averaged

four on-ground activities and the introduction of new digital tools, as follows:1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market

, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit crime such as narcotic drugs and money laundering related crime because the transacting

securities trading activities is a predicate offense pursuant to the Anti-money Laudering Act B.E. 2542 (1999).                                 ___________________________________Remarks: *  SEC News No

wrongdoings, which total 31.93 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration.In addition, the SEC has ordered the dismissal of Mr