applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
business operators from responsibility in the outsourced activities.The business operators will be allowed to outsource the activities to any other business operators without seeking for the SEC approval but
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
Ref: GEL.CS.026 /2561 Date: 14th November 2018 Subject: The approval of the additional investment in Seven Wire Company Limited To: Director and Manager The Stock Exchange of Thailand Refer: 1) The
the Securities and Exchange Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the Securities and Exchange
Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the Securities and Exchange Commission KorThor/Nor/Khor 14/2551
of Directors Meeting regarding the approval of the Company's consolidated financial statements for the Quarter 2 20/21 ended 30 Sep 20, interim dividend payment, and the connected transaction Remark
Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section