and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
the company to rectify its financial condition to comply with the net fund maintenance rules as well as solve the issue of its improper and inadequate management and personnel structures and the case
beneficiary of a REIT; 1 “property fund” means a property fund established according to the Notification of the Office of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. KorNor. 23/2544 Re: Rules, Conditions and
. Notification of the Capital Market Supervisory Board No. TorKhor. 35/2553 Re: Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit
Capital Market Supervisory Board No. TorKhor. 35/2553 Re: Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and
/2549 18/01/2006 16/02/2006 3. Notification of the Securities and Exchange Commission KorNor. 30/2547 Rules, Conditions and Procedures for Establishment and Management of Funds (codified as of 21/01