Exchange Commission No. SorNor. 27/2550 Re: Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager __________ By virtue of Clause 2 (1), Clause 10 and Clause 19 of the Notification of

Office of the Securities and Exchange Commission No. SorNor. 27/2550 Re: Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager __________ By virtue of Clause 2 (1), Clause 10 and

Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for and Granting of Approval to Undertake Trust Business dated 4 June 2009, the SEC Office hereby issues the following

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorJor. 3/2557 Rules on

   23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board  Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied)   08/07/2016 01/08/2016 4

Commission No. SorNor. 31/2554 Re: Rules, Conditions and Procedures for Appointment and Performance of Duty of Infrastructure Fund Manager By virtue of the provision in Clause 5, Clause 7 and Clause 82(1) and

broker; and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8253 SEC amends rules on quota allocation for foreign exchange transactions of digital asset fund managers digital asset business operators

=6407 SEC revises rules for real estate -backed ICOs to enhance investor protection mechanism to holders of digital tokens or real estate -backed initial coin offering (ICO). Meanwhile, the regulations

asset business operator under the SEC’s supervision and is required to comply with the Digital Asset Business Law along with any relevant rules and regulations established under the law. This

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana