in the capital market through continuous regulatory measures and developing standardized regulations that enable effective monitoring, prevention, and risk mitigation, for example, the forthcoming
Business Law) and the Emergency Decree on Measures for the Prevention and Suppression of Cybercrime B.E. 2566 (2023) (“Cybercrime Law”). These amendments aim to strengthen measures against cybercrime and
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
projects have started their operation in accordance with the reduction of the strictness of the COVID–19 outbreak prevention policy. In addition, the several projects were due for submission, resulting in a
disease prevention and control measures. However, Thailand still has a risk of a new wave of COVID-19 epidemic and a conflict of Russia-Ukraine in the early of March, 2022 that surged in oil prices and the
) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel (Chinese Wall
management system; (7) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel
plan, which focuses on elevating the agency to become a center for the prevention of investment scams in the capital market (Anti-Investment Scam Center). The SEC provides services to the public
. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a