/position (Translation) 1.2 Juristic person (1) Name………………………… Category of juristic person……………… (2) Established under the law………………………………………………… (3) Under the supervision of

supervision. 2 According to Notification of Securities and Exchange Commission Kor Jor. 4/2560 on Determination of Definitions of Institutional Investors, Ultra High Net Worth Investors, and High Net Worth

be in accordance with Chapter 3; (4) Supervision of Investment for Employees’ Assets shall be in accordance with Chapter 4. Chapter 1 Excessive Transactions for Clients _______________ Clause 5 2 In

investment will be made in the shares issued by the company in Clause 5(5), the applicant shall prove that a supervision is put in place to direct the operation of the company in accordance with the

management procedures to support business operations via each service channel in compliance with the new regulation. 6  Financial Institutions’ IT Risk Supervision The Bank of Thailand (BOT) issued

financial institutions (4) Risk supervision and consumer protection (5) Lending prohibitions (6) Asset classification and provisioning (7) Asset management and maintenance of reserve requirement (8

of personal loan under supervision amounted to 12.8 million accounts, 5% more than last year. Personal loan receivable was 354,294 million baht, with the growth of 6% from the same period last year. In

358,413 million baht, with the growth of 6% from the same period last year. For personal loan industry, the numbers of account of personal loan under supervision amounted to 13.7 million accounts, 6% more

disclosed as per the Notification of the Capital Market Supervision Board No. 20/2008 Re: Rules on entering into Significant Transaction which qualifies as being acquisition or disposition of assets, B.E.2004

obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for