Bangkok, 19 October 2017, The SEC has notified Group Lease Public Company Limited (GL) that failure to correct its financial statements promptly may be deemed a misconduct in violation of the Securities and Exchange Act.  On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions, embezzlement and permission to prepare inaccurate accounts, which caused the GL financial statements to show...

On 14 ? 15 March 2018, IFEC disclosed via the SET that the company's three directors ? i.e., Mr. Peerathuch Sukapong, Maj. Gen. Chainat Yatshimplee and Mr. Piyapong Wongsuwatana ? had resigned. Later, on 15 March 2018, the Civil Court made a decision to void the resolution of the annual general shareholders? meeting held on 2 May 2017, which has consequently resulted in the cancellation of Mr. Teetiphun Theppadungporn's directorship. Given such circumstances, the SEC views that an immediate arra...

The move follows the Commerce Ministry’s decision today to declare the whole IFEC board of directors consisting of only the three named individuals. On 7 June 2018, the Commerce Ministry’s Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The Department’s decision means that the list of IFEC directors as appeared on the company certificate only i...

surveillance system that was not circumspect enough to warn Bitkub to immediately realize a transaction that might be a price manipulation. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement

both securities and derivatives businesses, taken effect immediately.

blocked from these platforms immediately to protect the public from further harm and loss.  The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the

we are seriously working on the case and expecting to propose the findings to the SEC board meeting on October 8, 2004 for consideration and after that will immediately announce the results to the

, implying that the performance of JKN will improve or price of JKN shares will increase significantly. The posts also included persuasive statements to immediately purchase JKN shares. The published statement

contacts, the SEC strongly advises them to inform the compliance unit of the responsible securities companies immediately.

Sugunya unfit to be in the securities business personnel and, therefore, revoked the approval for the investor contact, effective immediately.