. Effective from 1 April 2024, the amendment* aims to prevent Thai investors from misusing NVDR as a tool to evade regulatory compliance, which could lead to inappropriate behaviors, and to encourage Thai

clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________

determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market

baht. Thus, this would be considered an inappropriate price. In forming the opinion on the said matter, the IFA has also taken into account related expenses that may incur if the acquisition is not

reasonable due to various investment risks and also that the acquisition price is inappropriate. The IFA concluded that the WEH share value should be 139.47 ? 161.05 baht per share but the proposed acquisition

in the amount of 161.2 million baht, and leasing-back 28 percent of the rental area from the Fund.The independent financial advisor viewed that the transactions are inappropriate on the ground that the

performance of personnel in the capital market. These initiatives fall under the Strong Securities Issuers Project and focus on preventing, deterring and suppressing inappropriate behaviors and misconduct. A

investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The

stock. The SEC finding showed that {D} sent trading orders on behalf of the client and informed him afterwards. {D}'s actions were deemed unfit for the status of investor contact. The actions of three

conceal shareholding information, which could lead to inappropriate behaviors in the capital market or a lack of information that may affect investment decision making of investors. The SEC is therefore