/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange
current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23
benefit of themselves or others. The SEC therefore imposed the following sanctions:*Revocation of {C} and {D}'s approval status as capital market investment consultant and will not consider their
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
derivatives businesses. The SEC thus prohibits him from performing executive duties for securities and derivatives business operators for ten years during the revocation of his investor contact status.
capital market personnel has been set in lieu of the revocation because her approved capital market investment consultant status has ended since December 31, 2014 without a renewal. The said period is
market personnel has been set in lieu of the revocation because her approved capital market investment consultant status has ended since December 31, 2014 without a renewal. The said period is effective
://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9188 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The