documentation. 4 Clause 7 In order to perform trust business, an approved person shall: (1) commence trust business only after the SEC Office examined that the applicant has already prepared operating system and

to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be

Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three

shares in his trading account in order to repayment of other persons' margin loan debt, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed

) , by allowing Mr. Thaksa to use his securities trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside information to the public on

(Securities Purchasers) , by allowing Mr. Jajjai to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside

Ms. Anootree Nerngchamnong During 22 July to 8 October 2015, Miss Anootree Nerngchamnong aided or abetted Mr. Kavivud Nerngchamnong, who knew or possesed the inside information about the sale and

Group (Securities Purchasers), by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside

Mr. Disaphol Chansiri During 18 October to 3 November 2017, Mr. Disaphol Chansiri aided or abetted Mr. Kraisorn Chansiri, who knew or possessed the inside information about Thai Union Group Public

inside information concerning an increase of the net profit of Q3/2019. Subsequently, on 15 October 2019 to 4 November 2019, Miss Tongjai purchased 248,500 of HFT shares in such a way as to take advantage