enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
organized under the MoU with four leading business schools aiming to provide a platform for capital market research presentation and implementation in developing the capital market. The Faculty of Commerce
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All | Criminal Complaints | Cases
fast changing and hard-to-predict landscape, policy implementation must be timely and effective, and a key to achieve tangible results is to implement clear and efficient action plans with cooperation
law enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and
enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and law enforcement
: Reports on Acquisition or Disposition of Securities ( 171 ) Enforcement ( 104 ) Finanacial Statements ( 80 ) Form 59-1 / 59/2 ( 67 ) Derivative Warrant Prospectus ( 62 ) LegalHub ( 57 ) Result of Sale
actual implementation to attract investors who prioritize ESG responsibility at the international level; Trusted Market: (1) Strengthen corporate governance of listed firms and law enforcement, (2
response, the SEC has taken ongoing actions, focusing on both preventive measures to mitigate potential harm and enforcement actions against misconduct, while working in close coordination with relevant
. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift