recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
the company and conducted consistent investigations as authorized by law. The enforcement under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) encompassed various aspects, including
disbursements for various expenses without supporting documents, or expenses unrelated to the company's normal business operations, or consulting service fees that the auditor could not validate the accuracy and
Province and welcomed 204 participants, primarily elderly residents from nearby areas interested in learning about self-protection against online fraud. The SEC’s exhibition booth offered various
criteria took into account various aspects, including AI Governance Structure, AI Strategy, AI Ethics Policy, AI Lifecycle Management, Stakeholder Engagement, and AI Capability Building within the
these innovations to benefit various sectors within the capital market and invited stakeholders with relevant interests to leverage SEC Open Data. The event was broadcast live via the official SEC
training also covered fundamental knowledge about carbon credit standards, strategies for reducing greenhouse gas emissions through various mechanisms, guidance on selecting appropriate carbon credit
appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and
interest of investors._____________________________Remarks:* The Sor-1 type derivatives business license means a license to undertake derivatives business in various categories consisting of (a) derivatives
Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an