supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
Working Group B who played important roles in achieving this significant milestone, thereby allowing us to participate and be able to showcase our collective investment schemes.”“The expansion of the
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), was invited to participate in a panel discussion on the topic “How Thailand’s Capital Market Can
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1
Project voluntarily for the first time in September 2019, and NACC announced that SEC was one of the 20 recipients of the NACC Integrity Awards 2019 on 19 March 2020. We also participate in the Integrity
facilitated. In July 2019, SEC, therefore, issued letters to every type of intermediaries to request cooperation and support from them considering to participate in the NDID project. The project has been
done with those receiving a license to provide securities trading through the ETP or those receiving approval to participate in the ETP Regulatory Sandbox scheme. This is because the ETP service
enterprises. The proposal is to alleviate obstacles in such securities offering and encourage private sectors and the public to participate more in national development in line with the government's policy
principles of technology usage;(3) Allow fund managers or securities analysts to participate in fintech development/application processes;(4) Have a control and inspection system for algorithm
and motivation of employee owner in the company. Under the proposed regulation, life-insurance agent entitled to participate in ESOP must have qualifications specified by the Office of Insurance