Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts

14.01 Bank of Ayudhya 1,999,809 10.88 1,316,705 10.15 1,384,880 11.67 Thanachart Bank 954,460 5.19 717,807 5.54 645,628 5.44 TMB Bank 842,976 4.58 611,509 4.72 618,386 5.21 United Overseas Bank 516,964

2,641,150 13.94 1,991,423 14.78 1,752,325 13.97 Bank of Ayudhya 2,049,902 10.82 1,420,893 10.55 1,502,571 11.98 Thanachart Bank 984,124 5.19 753,945 5.60 679,939 5.42 TMB Bank 888,151 4.69 649,575 4.82

2,158,460 15.38 1,879,541 14.71 KASIKORNBANK 2,724,055 13.56 2,065,669 14.72 1,862,520 14.30 Bank of Ayudhya 2,234,725 11.12 1,558,780 11.11 1,610,374 12.60 TMB Bank 1,045,343 5.20 663,559 4.73 646,194 5.06

POLARIS FUTURES COMPANY LIMITED TRINITY ADVISORY 2001 COMPANY LIMITED TRINITY SECURITIES COMPANY LIMITED TMB ASSET MANAGEMENT COMPANY LIMITED TMBTHANACHART BANK PUBLIC COMPANY LIMITED TALIS ASSET MANAGEMENT

Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units

. Exemption related to the fund includes value added tax, special business tax and stamp duty incurring from transfer of property into the fund with transfer back agreement or re-transfer to governmental

16 17 34 18 19 20 21 22 23 24 35 25 26 27 28 29 30 31 36 1 2 3 4 5 6 7   Name - Surname Company -- Select Company -- 1109 PROSPER COMPANY LIMITED BANGKOK BANK PUBLIC COMPANY LIMITED BANGKOK LIFE

: - Sales increased by 534.91 million baht or 41.47% from 1,289.83 million baht in Q1/2019 to 1,824.74 million baht in Q1/2020 because of the transfer in Metris Rama9 - Ramkumhang which was completed

18:39 Notification of the transfer of the assets related to battery business to a joint venture company which is considered as a Disposal of Assets and a Connected Transaction 28/02/2022 18:39