the Securities and Exchange Act of 1992. The SEC is entrusted to supervise and develop the Thai capital market with the mission to assure a conducive environment for a fair, trustworthy, efficient
placing importance on ESG issues when making investments, which is in line with the global regulators’ effort in developing ESG criteria and standards to supervise listed companies such that they further
supervise the Thai capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and develop a fair, efficient, dynamic and inclusive ecosystem for all by closely
and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset
{ก} มีส่วนในการกระทำผิดของบริษัทและละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) โดยเป็นผู้อนุมัติการเปิดบัญชีและเพิ่มวงเงินให้กับลูกค้าหลายราย ทั้งที่ลูกค้าดังกล่าวมีเอกสารทางการเงินไม่ครบถ้วน
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
which is enable at eye level and target on people in business center area. The Company was granted the rights of management consisting of (1) advertising on pillars under BTS station in which the Company
registrar’s name, the period of the mutual fund, the scheme’s capital amount, and the characteristics of unitholders; (2)2 a diagram showing the mutual fund’s risk level and a summary of important risk factors
with values less than 15%. Therefore, the Company is not required to perform any disclosure under the obligation of such Notification. Trading transaction in level 1 is not within the scope of connected