“As the global community confronts the unprecedented challenges of climate change, CFA Institute and CFA Society Thailand are dedicated to providing the highest quality education and resources for our

the Thai Capital Market industry. CMDF will consider providing grants to the main operators who are nominated and certified by SEC. Initially, the focus will be on developing a central digital

sufficient and complete information, as well as continuously providing knowledge and understanding on investment in bonds to the public.Moreover, SEC has established a mechanism for the investors to be able

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

for providing auditing service to businesses in the capital market. Such audit firm must employ at least one auditor in the capital market. The name list of the audit firms inspected by the SEC is

SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep

good governance in investment, standard of the supervision and inspection of management for the prosperity of funds, the roles of investment management companies in promoting and providing knowledge to

with the NHRC on 31 May 2019. The operation of SEC in this matter covers 4 main topics namely: (1) raising awareness among listed companies, (2) providing training for executives and staff of listed

complaint system and making it available 24/7 as well as  developing an investor protection search tool - SEC Check First App - to enable investors to check companies providing products or services in the

with the National Strategy in the aspect of providing provincial people with the access to financial services and the capital market, including more understanding of SEC’s roles, in 2019 SEC plans to