, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of
, working age and about to retire. The Cabinet appointed Permanent Secretary of the Ministry of Finance to discuss with relevant parties for implementation;(2) Encouraging intermediaries such as securities
intermediaries and professionals in capital market such as financial advisors, auditors and securities companies in term of expansion of their businesses throughout the country.?From the introduction of the first
opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General
researchers studied investors? attitudes and behaviors used by capital market intermediaries and business operators in the course of their businesses. The papers showed that investors do not always make
by strengthening supervisory measures for intermediaries before damage occurs.” The consultation paper is available on the SEC website (www.sec.or.th) and on the Legal Hub (law.go.th). Stakeholders
foreign service provider ] intermediaries shall outsource the function which is investment management of mutual fund or provident fund or derivatives investment management to a foreign service provider
service provider] intermediaries shall outsource the function which is investment management of mutual fund or provident fund or derivatives investment management to a foreign service provider which is
/InvestmentConsultantSummary/orap_notification_renew.pdf http://www.sec.or.th/TH/MarketProfessionals/Intermediaries/Documents/ORAP/orap_notification_renew.pdf ตรวจสอบวนัท่ีการให้ ความเห็นชอบจะ ส้ินสุดและชัว่โมง อบรม - ต่ออาย
ละเอียดคุณสมบติัท่ีใชใ้นการต่ออาย ุ ไดจ้ากลิงค ์ 9205s.pdf http://www.sec.or.th/TH/MarketProfessionals/Intermediaries/Documents/ORAP/orap_notification_renew.pdf ตรวจสอบวนัท่ีการให้ ความเห็นชอบจะ ส้ินสุดและ