process of temporarily suspending their business or suspended business operations by SEC รายชื่อบริษัทที่ได้รับใบอนุญาต การค้าหลักทรัพย์อันเป็นตราสารแห่งหนี้ (ประเภทบริษัทหลักทรัพย์) ชื่อย่อ ชื่อ เว็บไซต์
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
Securities Companies to Establish Branch Offices dated 24 August 2000 shall be repealed. Clause 3. In this Notification, “Securities company” means any company licensed to undertake securities business in the
Securities Companies to Establish Branch Offices dated 24 August 2000 shall be repealed. Clause 3. In this Notification, “Securities company” means any company licensed to undertake securities business in the
appears to the Office that the operations by a full- service branch office, online branch office or branch office in foreign countries may cause damages to investors, or the securities company lacks of
S&P MD&A 2017 -1- Ref. POL. 028/2018 February 23, 2018 Re: Clarification of the Performance of S & P Syndicate Public Company Limited Dear The President The Stock Exchange of Thailand S & P Syndicate
S&P MD&A 2017-Revised Year In Comparison Table -1- Ref. POL. 028/2018 February 23, 2018 Re: Clarification of the Performance of S & P Syndicate Public Company Limited Dear The President The Stock
: Information Memorandum on the Asset Disposal, Schedule 1 of Rich Asia Corporation Public Company Limited Reference to the Board of Directors’ meeting of Rich Asia Corporation Public Company Limited (“the
(Translation) No. MD119/2560 August 29, 2017 Re: Clarification on the Financial Performance of the Company and its subsidiaries as of Year 2015 (Amendment) Attn: President The Stock Exchange of
(Translation) No. MD119/2560 August 29, 2017 Re: Clarification on the Financial Performance of the Company and its subsidiaries as of Year 2015 (Amendment) Attn: President The Stock Exchange of