failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory

revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

trading orders once the prices match the target. Obtaining authorization to make derivatives and securities trading decisions on behalf of clients was in violation of the Notifications of Capital Market

orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

conducted a public hearing on this matter in January 2026.The SEC has therefore issued the relevant regulations* and published them in the Royal Gazette. The SEC notifications take effect on 4 March 2026

, or offering or redemption prices under this Notification or any other notifications, the mutual fund management company shall increase the number of investment units of the relevant fund or cancel the

transaction is below 15 percent and such transaction is not classified as a related party transaction. Please be informed accordingly. Sincerely yours, – Signature – (Mr.Chuangchai Nawongs) Chief Executive

of operations of Castle Peak Holdings Limited (CPH) and its subsidiaries in Q2/2017 compared to the results for Q2/2016 are classified by business as follows: Q2/2017 Q2/2016 Net Gain (loss) Net Gain