+OR+%22electronic+property%2... ICGN%20Institutional%20Investor%20Responsibilities_2013.pdf abuse rules and not seek trading advantage through possession of price sensitive information. Where
+property%22+OR+%22electrica... ICGN%20Institutional%20Investor%20Responsibilities_2013.pdf abuse rules and not seek trading advantage through possession of price sensitive information. Where appropriate and
, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate with the auditor in providing information and documents and submit the
, and require the service users to disclose information on their digital asset wallets for the purpose of identifying the account owner. In addition, on 4 November 2021, the SEC Board Meeting No. 17/2564
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that
six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
company's right to apply for a digital asset business licence in the future as long as the application criteria are met.For more details of the rules and regulations governing application for digital asset