. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's
the big lot board or the foreign board. The scheme involved more than 600 transactions for trading volume over 3 billion baht. Numkrit and the conspirators gained profit of approximately 37 million
enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and
also set an example of the cooperation among the law enforcement entities. The SEC, in this regard, would like to express our appreciation to all involved parties, including DSI and Office of the
2,106,167.05 baht, thereby causing losses to the clients. The misconduct involved the following actions: (1) selling investment units belonging to Client 1 without the client’s instruction and withdrawing the
efforts of all units involved. KASIKORN SECURITIES PCL has developed investment technologies plus varied functions in alignment with investor behavior in the digital era, driving the company to garner a
operating performance of the wholly-owned subsidiaries of KBank was also satisfactory in terms of quantity and quality due to the concerted efforts of all units involved. KASIKORN SECURITIES PCL has developed
% per annum 2. Committed portion under Standby Letters of Credit at 8% per annum 3. Commitment fee on unfunded portion at 2% per annum Since this transaction is between the Company and Link Capital I, a
portion at 12% per annum 2. Committed portion under Standby Letters of Credit at 8% per annum 3. Commitment fee on unfunded portion at 2% per annum Since this transaction is between the Company and Link
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