illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client
for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
, e.g. commission, exercise fee, etc. These charges add to the Client’s investment costs and will affect loss and gain as well as the Client’s investment decision. Commission may vary depending on type
| Close Selling Date : 26/01/2004 http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=e&ref_id=74&content_id=1 Result of IPO Sale Reports - BAM : BANGKOK COMMERCIAL ASSET MANAGEMENT PUBLIC
employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The
investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the securities and the conditions of securities, including the
doubtful debts of 3BB of 60 million Baht; - an allowance for debts from the rehabilitation plan of the Company, set up to be in compliance with Thai Financial Reporting Standards (TFRS), as the decision has