institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to

company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior

controls prior to requesting for approval from senior management to open such accounts or establishing new business relationships. (Unofficial Translation) - 5 - Clause 13. Securities company may rely on

Group has managed its costs, internal resources, business operation and the cash flow to the maximized performance under the COVID-19 situation. The management and business operation under the COVID-19

as stipulated in Division 2 of this Chapter. Such application shall be submitted to the SEC Office at least 30 days prior to the expiration of currently available approval period. 3 Clause 7 The

improvement. Compared to the prior quarter, the figures edged higher in line with increased brokerage fees from securities business, bancassurance fees and management fees. NPLs to total loans edged up slightly

42.58 percent compared to the previous quarter, which was still better than the target. In this quarter, our impairment loss on loans and debt securities increased slightly from the prior quarter, but

; however, the rights to receive the dividends remain uncertain as it requires the prior approval from the 2018 Annual General Meeting of Shareholders and any shareholders who are disqualified to receive

recorded loss from closing branches, totaling Baht 53.45 Million. Moreover, financing costs in 2017 was total Baht 13.37 million, dropped Baht 3.04 Million or 18.50% compared to prior year due to the loan

of Appraisal : Cost Approach Date of Appraisal : March 14, 2018 5. Share holding percentage of the companyior Prior to investment : none After investment : 32.37 % of the total issued and paid up