periods as well as popular funds seem to considerably attract more investment money than others. Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is
documents and conducted client due diligence in accordance with the law on money laundering suppression and other relevant laws. In cases where shareholders? representatives or proxies are other types of
Secretary-General said that ?In conducting an asset management business responsible for managing the money of investors and the general public, public trust is deemed vital for the business to succeed or
orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of
cash or transferred the money to the juristic person claimed to be an agent from Hong Kong SAR or through currency exchange company in Thailand.According to the Derivatives Act B.E. 2546 (2003), any
little money in assets offering low return. Therefore, the SEC this year set a target of 100 participants from employers nationwide. So far, 60 organizations and companies tallying 90,000 employees have
close associates benefited from the sale money of the hotel. In addition, during the process of clarification to the SEC regarding the case above, the four directors and executives of the company, at