imposed by the Civil Sanction Committee, and paid the civil penalty of 500,000 baht. The money will be submitted to the Ministry of Finance as public revenue.In addition to the civil sanction, the SEC has
statements to materially contain false information and raised doubts concerning the internal control system, spending of B/E money, and the making of accounting records.The SEC has therefore issued the order
? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the
prudent risk management scheme in preparation for internal and external challenges, said SEC Secretary-General Thirachai Phuvanatnaranubala in his speech at Thailand Smart Money 2010-2011 today.The US
นายวรพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. กล่าวว่า ?ก.ล.ต. ติดตามผลการประเมินการปฏิบัติตามมาตรฐานสากลด้านการป้องกันปราบปรามการฟอกเงินและการต่อต้านการก่อการร้ายที่ Financial Action Task Force on Money
should be treated well, in particular their financial wellness. Currently, employee savings remain modest as many of them have no saving or save with a little money while facing problem with their level
little money in assets offering low return. Therefore, the SEC this year set a target of 100 participants from employers nationwide. So far, 60 organizations and companies tallying 90,000 employees have
management as well as proxy voting guidelines announced by institutional investors.?Securities business involves with other people?s money. The business operators should thus be a model for others by firmly
stages. Besides, investment must be achieved by the least amount of money but at the highest probability of success during the investment period and life expectancy after retirement. The paper concluded
derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E