that could encourage or imply guaranteed returns from investments in digital assets, based on inappropriate assumptions or supporting information. In addition, Bitazza did not provide any channels for
: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact
No. 2/2021 Dated 21/12/2021 Bitkub Online Company Limited Between January 2-21, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient systems
/2021 Dated 21/12/2021 Bitkub Online Company Limited Between January 2-21, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient systems
ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria
inappropriate trading orders, in violation of Clauses 20(1) and 20(5) of the Notification No. TorLorThor. 3/2555; classified as prohibited characteristics of personnel in capital market according to Clause 6(1
orders of TRAF share in an inappropriate manner. The SEC, therefore, suspended Sirisak from his investor contact status for three months. (6) {F}, an investor contact of KTB Securities Co., Ltd., took
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or for concealing shareholding information, which could lead to inappropriate behaviors in