business operator after license revocation, and (6) stating the scope on supervision of infrastructure service providers in the capital market which would allow the operators to conduct their business
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration
more timely and appropriate in line with the industry developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex
the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok
/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange